-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UwFXyYGsqkoWCTvsWiHOGWRyt6+gzJRYrYJ6VG8RY5bc0Pifv/s5zGr0r5wE7BJt Rx+0CC0QYqQWMulJx8/LIA== 0000902664-08-002778.txt : 20080919 0000902664-08-002778.hdr.sgml : 20080919 20080919172122 ACCESSION NUMBER: 0000902664-08-002778 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080919 DATE AS OF CHANGE: 20080919 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Heckmann CORP CENTRAL INDEX KEY: 0001403853 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83364 FILM NUMBER: 081081066 BUSINESS ADDRESS: STREET 1: 75080 FRANK SINATRA DRIVE CITY: PALM DESERT STATE: CA ZIP: 92211 BUSINESS PHONE: 760-341-3606 MAIL ADDRESS: STREET 1: 75080 FRANK SINATRA DRIVE CITY: PALM DESERT STATE: CA ZIP: 92211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Highbridge International LLC CENTRAL INDEX KEY: 0001308315 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: THE CAYMAN CORPORATE CENTRE, 4TH FLOOR STREET 2: 27 HOSPITAL ROAD CITY: GRAND CAYMAN STATE: E9 ZIP: 00000 BUSINESS PHONE: 345-945-1400 MAIL ADDRESS: STREET 1: P.O. BOX 30554 STREET 2: SEVEN MILE BEACH CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: 00000 SC 13G 1 p08-1372sc13g.htm HECKMANN CORPORATION

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G*

 

Under the Securities Exchange Act of 1934

 

Heckmann Corporation

(Name of Issuer)

 

Common Stock, par value $0.001 per share

(Title of Class of Securities)

 

422680108

(CUSIP Number)

 

September 10, 2008

(Date of Event Which Requires Filing of this statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

(Page 1 of 13 Pages)

 

______________________________

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 


CUSIP No. 422680108

 

13G

Page 2 of 11 Pages

 

 

 

1

NAMES OF REPORTING PERSONS

Highbridge International LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)

(a) x

(b) o

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Cayman Islands, British West Indies

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH

5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

Warrants to purchase 5,423,550 shares of Common Stock

990,500 shares of Common Stock

Options to purchase 307,000 shares of Common Stock

7

SOLE DISPOSITIVE POWER

0

8

SHARED DISPOSITIVE POWER

Warrants to purchase 5,423,550 shares of Common Stock

990,500 shares of Common Stock

Options to purchase 307,000 shares of Common Stock

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

Warrants to purchase 5,423,550 shares of Common Stock

990,500 shares of Common Stock

Options to purchase 307,000 shares of Common Stock

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

9.20%

12

TYPE OF REPORTING PERSON (see instructions)

OO

 

 

 

 

 

 


CUSIP No. 422680108

 

13G

Page 3 of 11 Pages

 

 

1

NAMES OF REPORTING PERSONS

Highbridge Capital Management, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)

(a) x

(b) o

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

State of Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH

5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

Warrants to purchase 5,423,550 shares of Common Stock

990,500 shares of Common Stock

Options to purchase 307,000 shares of Common Stock

7

SOLE DISPOSITIVE POWER

0

8

SHARED DISPOSITIVE POWER

Warrants to purchase 5,423,550 shares of Common Stock

990,500 shares of Common Stock

Options to purchase 307,000 shares of Common Stock

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

Warrants to purchase 5,423,550 shares of Common Stock

990,500 shares of Common Stock

Options to purchase 307,000 shares of Common Stock

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

9.20%

12

TYPE OF REPORTING PERSON (see instructions)

OO

 

 

 

 

 

 


CUSIP No. 422680108

 

13G

Page 4 of 11 Pages

 

 

1

NAMES OF REPORTING PERSONS

Glenn Dubin

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)

(a) x

(b) o

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH

5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

Warrants to purchase 5,423,550 shares of Common Stock

990,500 shares of Common Stock

Options to purchase 307,000 shares of Common Stock

7

SOLE DISPOSITIVE POWER

0

8

SHARED DISPOSITIVE POWER

Warrants to purchase 5,423,550 shares of Common Stock

990,500 shares of Common Stock

Options to purchase 307,000 shares of Common Stock

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

Warrants to purchase 5,423,550 shares of Common Stock

990,500 shares of Common Stock

Options to purchase 307,000 shares of Common Stock

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

9.20%

12

TYPE OF REPORTING PERSON (see instructions)

IN

 

 

 

 

 

 


CUSIP No. 422680108

 

13G

Page 5 of 11 Pages

 

 

1

NAMES OF REPORTING PERSONS

Henry Swieca

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)

(a) x

(b) o

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH

5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

Warrants to purchase 5,423,550 shares of Common Stock

990,500 shares of Common Stock

Options to purchase 307,000 shares of Common Stock

7

SOLE DISPOSITIVE POWER

0

8

SHARED DISPOSITIVE POWER

Warrants to purchase 5,423,550 shares of Common Stock

990,500 shares of Common Stock

Options to purchase 307,000 shares of Common Stock

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

Warrants to purchase 5,423,550 shares of Common Stock

990,500 shares of Common Stock

Options to purchase 307,000 shares of Common Stock

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

9.20%

12

TYPE OF REPORTING PERSON (see instructions)

IN

 

 

 

 

 

 


CUSIP No. 422680108

 

13G

Page 6 of 11 Pages

 

 

Item 1(a).

NAME OF ISSUER

 

 

 

Heckmann Corporation (the “Company”)

 

Item 1(b).

ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES

 

75080 Frank Sinatra Drive
Palm Desert, California 92211

 

 

Item 2(a).

NAME OF PERSON FILING

Item 2(b).

ADDRESS OF PRINCIPAL BUSINESS OFFICE

Item 2(c).

CITIZENSHIP

 

Highbridge International LLC

c/o Harmonic Fund Services

The Cayman Corporate Centre, 4th Floor

27 Hospital Road

Grand Cayman, Cayman Islands, British West Indies

Citizenship: Cayman Islands, British West Indies

Highbridge Capital Management, LLC

9 West 57th Street, 27th Floor

New York, New York 10019

Citizenship: State of Delaware

Glenn Dubin

c/o Highbridge Capital Management, LLC

9 West 57th Street, 27th Floor

New York, New York 10019

Citizenship: United States

Henry Swieca

c/o Highbridge Capital Management, LLC

9 West 57th Street, 27th Floor

New York, New York 10019

Citizenship: United States

 

Item 2(d).

TITLE OF CLASS OF SECURITIES

 

 

 

Common Stock, $0.001 par value (“Common Stock”)

 

Item 2(e).

CUSIP NUMBER

 

 

 

422680108

 

 

 

 

 

 


CUSIP No. 422680108

 

13G

Page 7 of 11 Pages

 

 

Item 3.

IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:

 

(a)

o

Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).

(b)

o

Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)

o

Insurance company as defined in Section 3(a)(19) of the Act
(15 U.S.C. 78c).

(d)

o

Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

(e)

o

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

(f)

o

An employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);

(g)

o

A parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G);

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

o

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

o

Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

If this statement is filed pursuant to Rule 13d-1(c), check this box. x

 

 

Item 4.

OWNERSHIP

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:

 

As of the date of this filing, (i) Highbridge International LLC beneficially owns Warrants to purchase 5,423,550 shares of Common Stock, 990,500 shares of Common Stock and Options to purchase 307,000 shares of Common Stock and (ii) each of Highbridge Capital Management, LLC, Glenn Dubin and Henry Swieca may be deemed the beneficial owner of the Warrants to purchase 5,423,550 shares of Common Stock, the 990,500 shares of Common Stock and the Options to purchase 307,000 shares of Common Stock beneficially owned by Highbridge International LLC.

Highbridge Capital Management, LLC is the trading manager of Highbridge International LLC. Glenn Dubin is the Chief Executive Officer of Highbridge Capital Management,

 

 

 

 

 


CUSIP No. 422680108

 

13G

Page 8 of 11 Pages

 

 

LLC. Henry Swieca is the Chief Investment Officer of Highbridge Capital Management, LLC. The foregoing should not be construed in and of itself as an admission by any Reporting Person as to beneficial ownership of shares of Common Stock owned by another Reporting Person. In addition, each of Highbridge Capital Management, LLC, Glenn Dubin and Henry Swieca disclaims beneficial ownership of shares of Common Stock held by Highbridge International LLC.

 

(b)

Percent of class:

 

The Company's quarterly report for the quarterly period ended June 30, 2008 filed on Form 10-Q on August 14, 2008, indicates that as of June 30, 2008, there were 67,646,800 shares of Common Stock outstanding. Therefore, based on the Company's outstanding shares of Common Stock and assuming the exercise of the reported Warrants (i) Highbridge International LLC may be deemed to beneficially own 9.20% of the outstanding shares of Common Stock of the Company and (ii) each of Highbridge Capital Management, LLC, Glenn Dubin and Henry Swieca may be deemed to beneficially own 9.20% of the outstanding shares of Common Stock of the Company. The foregoing should not be construed in and of itself as an admission by any Reporting Person as to beneficial ownership of shares of Common Stock owned by another Reporting Person.

 

(c)

Number of shares as to which such person has:

 

 

 

(i)

Sole power to vote or to direct the vote

 

 

 

0

 

 

(ii)

Shared power to vote or to direct the vote

 

 

 

See Item 4(a)

 

 

(iii)

Sole power to dispose or to direct the disposition of

 

 

 

0

 

 

(iv)

Shared power to dispose or to direct the disposition of

 

 

 

See Item 4(a)

 

Item 5.

OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

 

 

 

Not applicable.

 

Item 6.

OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

 

 

 

Not applicable.

 

Item 7.

IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON

 

 

 

Not applicable.

 

Item 8.

IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP

 

 

 

See Exhibit I.

 


CUSIP No. 422680108

 

13G

Page 9 of 11 Pages

 

 

 

Item 9.

NOTICE OF DISSOLUTION OF GROUP

 

 

 

Not applicable.

 

 

Item 10.

CERTIFICATION

 

 

 

By signing below each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Exhibits:

 

Exhibit I: Joint Filing Agreement, dated as of September 19, 2008, by and among Highbridge International LLC, Highbridge Capital Management, LLC, Glenn Dubin and Henry Swieca.

 

 

 

 

 


CUSIP No. 422680108

 

13G

Page 10 of 11 Pages

 

 

SIGNATURES

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete, and correct.

Dated: September 19, 2008

 

HIGHBRIDGE CAPITAL MANAGEMENT, LLC

 

HIGHBRIDGE INTERNATIONAL LLC

 

 

 

 

 

By:         Highbridge Capital Management, LLC

 

 

its Trading Manager

By:

/s/ John Oliva

 

 

Name:

John Oliva

 

By:

/s/ John Oliva

Title:

Managing Director

 

Name:

John Oliva

 

 

Title:

Managing Director

 

 

 

 

 

 

/s/ Henry Swieca

 

/s/ Glenn Dubin

HENRY SWIECA

 

GLENN DUBIN

 

 

 

 

 

 

 

 

 


CUSIP No. 422680108

 

13G

Page 11 of 11 Pages

 

 

EXHIBIT I

 

JOINT FILING AGREEMENT

This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the shares of Common Stock, $0.001 par value, of Heckmann Corporation, is being filed, and all amendments thereto will be filed, on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.

Dated as of September 19, 2008

 

HIGHBRIDGE CAPITAL MANAGEMENT, LLC

 

HIGHBRIDGE INTERNATIONAL LLC

 

 

 

 

 

By:         Highbridge Capital Management, LLC

 

 

its Trading Manager

By:

/s/ John Oliva

 

 

Name:

John Oliva

 

By:

/s/ John Oliva

Title:

Managing Director

 

Name:

John Oliva

 

 

Title:

Managing Director

 

 

 

 

 

 

/s/ Henry Swieca

 

/s/ Glenn Dubin

HENRY SWIECA

 

GLENN DUBIN

 

 

 

 

 

 

 

 

 

 

 

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